Financial Conduct Authority

Results: 435



#Item
5122nd December 2015 FAMR Secretariat Financial Conduct Authority 25 The North Colonnade Canary Wharf London

22nd December 2015 FAMR Secretariat Financial Conduct Authority 25 The North Colonnade Canary Wharf London

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Source URL: uksif.org

Language: English - Date: 2016-01-05 07:19:13
52Financial Conduct Authority Beware of share fraud Fraudsters use persuasive and high-pressure tactics to lure investors into scams. They may offer to sell shares that turn out to be worthless or non-existent, or

Financial Conduct Authority Beware of share fraud Fraudsters use persuasive and high-pressure tactics to lure investors into scams. They may offer to sell shares that turn out to be worthless or non-existent, or

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Source URL: www.circassia.com

Language: English - Date: 2015-11-05 09:21:29
53The Financial Conduct Authority’s response to the European Commission Green Paper: Retail Financial Services Introduction The Financial Conduct Authority (FCA) is pleased to respond to the Commission’s Green

The Financial Conduct Authority’s response to the European Commission Green Paper: Retail Financial Services Introduction The Financial Conduct Authority (FCA) is pleased to respond to the Commission’s Green

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Source URL: www.fca.org.uk

Language: English - Date: 2016-03-31 12:02:18
54Short & Simple 1c/2016 The Financial Market Infrastructure and Market Conduct in Securities and Derivatives Trading Act (FMIA; Financial Market Infrastructure Act) – Changes in disclosure of shareholdings,

Short & Simple 1c/2016 The Financial Market Infrastructure and Market Conduct in Securities and Derivatives Trading Act (FMIA; Financial Market Infrastructure Act) – Changes in disclosure of shareholdings,

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Source URL: www.kellerhals-carrard.ch

Language: English - Date: 2016-06-28 05:47:20
55Confidential The Conduct of Financial Market Supervision during the Financial Crisis Expert advice for the Federal Finance Administration

Confidential The Conduct of Financial Market Supervision during the Financial Crisis Expert advice for the Federal Finance Administration

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Source URL: www.sif.admin.ch

Language: English
562016 Report July 2016 TNS BMRB 1

2016 Report July 2016 TNS BMRB 1

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Source URL: www.fca-pp.org.uk

Language: English - Date: 2016-07-14 10:19:32
57WHEB Asset Management LLP - UK Stewardship Code Compliance Statement Preface The rules of the UK’s Financial Conduct Authority (“FCA”) require all FCA authorised asset managers such as WHEB Asset Management (“WHE

WHEB Asset Management LLP - UK Stewardship Code Compliance Statement Preface The rules of the UK’s Financial Conduct Authority (“FCA”) require all FCA authorised asset managers such as WHEB Asset Management (“WHE

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Source URL: www.whebgroup.com

Language: English - Date: 2016-06-27 08:52:34
58Supporting the Thoresen Review

Supporting the Thoresen Review

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Source URL: www.fca-pp.org.uk

Language: English - Date: 2015-04-20 05:36:19
59FCA Practitioner Panel Terms of Reference

FCA Practitioner Panel Terms of Reference

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Source URL: www.fca-pp.org.uk

Language: English - Date: 2015-04-22 03:59:20
60Media Release 28 July 2016 NZBA welcomes FMA’s proposed guide on conduct The New Zealand Bankers’ Association (NZBA) today welcomed the Financial Markets Authority’s (FMA) release of ‘A guide to the FMA’s view

Media Release 28 July 2016 NZBA welcomes FMA’s proposed guide on conduct The New Zealand Bankers’ Association (NZBA) today welcomed the Financial Markets Authority’s (FMA) release of ‘A guide to the FMA’s view

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Source URL: www.nzba.org.nz

Language: English - Date: 2016-07-27 20:49:16